CEM Locomotive Aftertreatment Caterpillar


Fluid Recommendations

Usage:

- LAS
Ammonia is required to reduce NOx to nitrogen and water. Urea (Diesel Exhaust Fluid) is a nontoxic source of ammonia. The DEF is slightly alkaline with a pH of 9.0 - 9.5. A 32.5 percent solution is used to ensure that the SCR system receives the proper concentration of urea. This concentration is needed for the chemical reactions that reduce emissions.

Diesel Exhaust Fluid (DEF) Recommendations

For use in Cat engines, DEF concentration must be 32.5 percent, meeting all requirements defined by "ISO 22241-1".

Caterpillar recommends the use of DEF available through the Cat parts ordering system for use in Cat engines equipped with SCR systems. Refer to Table 1 for part number information:

Table 1
Cat Part Number  Container Size 
350-8733  2.5 gal bottle 
350-8734  1000 L tote 

In North America, commercial DEF that is API approved and meets all the requirements defined in "ISO 22241-1" may be used in Cat engines that are equipped with SCR systems.

Outside of North America, commercial DEF that meets all requirements defined in "ISO 22241-1" may be used in Cat engines that are equipped with SCR systems.

The owner/operator should provide documentation to prove that the DEF is compliant with the requirements of "ISO 22241-1".

To obtain locations of DEF suppliers, call (888)-598-8186 or (309)-494-7532.


NOTICE

Cat does not warrant the quality or performance of non-Cat fluids.



NOTICE

Do not use agriculture grade urea solutions. Do not use any fluids that do not meet "ISO 22241-1" Requirements in SCR emissions reduction systems. Use of these fluids can result in numerous problems including damage to SCR equipment and a reduction in NOx conversion efficiency.


DEF is a solution of solid urea that is dissolved in demineralized water to produce a final concentration of 32.5 percent urea. DEF concentration of 32.5 percent is optimal for use in SCR systems. DEF solution of 32.5 percent urea has the lowest attainable freeze point of −11.5° C (11.3° F). DEF dosing systems and "ISO 22241-1" specifications are designed for a solution that is 32.5 percent.

Caterpillar offers a refractometer, Cat part number 360-0774, that can be used to measure DEF concentration. Follow the instructions provided with the instrument. Appropriate commercial portable refractometers can be used to determine urea concentration. Follow the instructions from the manufacturer.

DEF Guidelines

Quality of DEF can degrade when stored and handled inappropriately or if DEF is not protected from contamination. Details are provided below.

If quality issues are suspected or a DEF quality fault is active, testing of DEF should focus on urea concentration, alkalinity as NH3 and Biuret content. DEF that does not pass all these tests should not be used.

Materials compatibility

DEF is corrosive. Due to the corrosion caused, DEF must be stored in tanks constructed of approved materials. Recommended storage materials:

Stainless Steels:

  • 304 (S30400)

  • 304L (S30403)

  • 316 (S31600)

  • 316L (S31603)

  • 409 (S40900)

  • 439 (S43035)

Alloys and metals:

  • Chromium Nickel (CrNi)

  • Chromium Nickel Molybdenum (CrNiMo)

  • Titanium

Non-metallic materials:

  • Polyethylene

  • Polypropylene

  • Polyisobutylene

  • Teflon (PFA)

  • Polyfluoroethylene (PFE)

  • Polyvinylidene fluoride (PVDF)

  • Polytetrafluoroethylene (PTFE)

Materials NOT compatible with DEF solutions include Aluminum, Magnesium, Zinc, Nickel coatings, Silver, and Carbon steel and Solders containing any of the above. Unexpected reactions may occur if DEF solutions come in contact with any non-compatible material or unknown materials.

Bulk storage

Follow all local regulations covering bulk storage tanks. Follow proper tank construction guidelines. Tank volume typically should be 110% of planned capacity. Appropriately vent indoor tanks. Plan for control of overflow of the tank. Heat tanks that dispense DEF in cold climates.

Bulk tank breathers should be fitted with filtration to keep airborne debris from entering the tank. Desiccant breathers should not be used because water will be absorbed, which potentially can alter DEF concentration.

Handling

Follow all local regulations covering transport and handling. DEF transport temperature is recommended to be −5° C (23° F) to 25° C (77° F). All transfer equipment and intermediate containers should be used exclusively for DEF. Containers should not be reused for any other fluids. Ensure that transfer equipment is made from DEF compatible materials. Recommended material for hoses and other non-metallic transfer equipment include:

  • Nitrile Rubber (NBR)

  • Fluoroelastomer (FKM)

  • Ethylene Propylene Diene Monomer (EPDM)

The condition of hoses and other nonmetallic that are used with DEF should be monitored for signs of degradation. DEF leaks are easily recognizable by white urea crystals that accumulate at the site of the leak. Solid urea can be corrosive to galvanized or unalloyed steel, aluminum, copper, and brass. Leaks should be repaired immediately to avoid damage to surrounding hardware.

Cleanliness

Contaminants can degrade the quality and life of DEF. Filtering DEF is required when dispensed into the DEF tank. Filters should be compatible with DEF and should be used exclusively with DEF. Check with the filter supplier to confirm compatibility with DEF before using. Mesh-type filters using compatible metals, such as stainless steel, are recommended. Paper (cellulose) media and some synthetic filter media are not recommended because of degradation during use.

Care should be taken when dispensing DEF. Spills should be cleaned immediately. Machine or engine surfaces should be wiped clean and rinsed with water. Caution should be used when dispensing DEF near an engine that has recently been running. Spilling DEF onto hot components will cause harmful vapors.

Stability

DEF fluid is stable when stored and handled properly. The quality of DEF rapidly degrades when stored at high temperatures. The ideal storage temperature for DEF is between −9° C (15.8° F) and 25° C (77° F). DEF that is stored above 35° C (95° F) for longer than 1 month must be tested before use. Testing should evaluate Urea Percentage, Alkalinity as NH3 and Biuret content.

The length of storage of DEF is listed in the following table:

Table 2
Storage Temperature  Expected DEF Life 
Below 25° C (77° F)  18 months 
25° C (77° F) to 30° C (86° F)  12 months 
30° C (86° F) to 35° C (95° F)  6 months 
Above 35° C (95° F)  test quality before use 

Refer to "ISO 22241" document series for more information about DEF quality control.

Note: Dispose of all fluids according to applicable regulations and mandates.

General Characteristics of DEF

DEF with a concentration of 32.5 percent has a freezing point of −11° C (12° F). For detailed information on the requirements and other characteristics of DEF, refer to Operation and Maintenance Manual, SEBU6251, "Exhaust Aftertreatment Fluids Specifications".

Diesel Engine Oil

For more information, refer to Special Publication, SEBU6251, "Cat Commercial Engine Fluids Recommendations".

Cat Diesel Engine Oil (Cat DEO)

Cat oils have been developed and tested to provide the full performance and service life that has been designed and built into Cat engines. Cat oils are currently used to fill Cat Diesel Engines at the factory. These oils are offered by Cat dealers for continued use when the engine oil is changed. Consult your Cat dealer for more information on these oils.

Due to significant variations in the quality and in the performance of commercially available oils, Caterpillar makes the following recommendations:

Table 3
Cat Lubricants  Viscosity Grade 
Diesel Engine Oil-Ultra Low Sulfur  Cat DEO-ULS  SAE 15W-40 
SAE 10W-30
Cat DEO-ULS SYN SAE 5W-40 
Cat Cold-Weather DEO-ULS SAE 0W-40 
Diesel Engine Oil  Cat DEO  SAE 15W-40 
SAE 10W-30
Cat DEO SYN SAE 5W-40 

Note: Cat DEO and Cat DEO-ULS multigrade oils are the preferred oils for use in this Cat Diesel Engine.

Commercial Oil

Note: Non-Cat commercial oils are second choice oils for your engine.


NOTICE

Caterpillar does not warrant the quality or performance of non-Cat fluids.


The three current Caterpillar ECF specifications are: Cat ECF-1-a, Cat ECF-2, and Cat ECF-3. Each higher Cat ECF specification provides increased performance over lower Cat ECF specifications.

A commercial oil must meet the following standards to be considered an equivalent of a Cat Diesel Engine Oil:

Table 4
Cat Engine Crankcase Fluids (ECF) Definitions 
Cat Performance Requirement  Cat ECF Specifications Requirements 
Cat ECF-3  API CJ-4 Oil Category performance requirements 
Cat ECF-2  API CI-4 / CI-4 PLUS Oil Category performance requirements 
Passing standard Cat C13 engine test per API requirements
Oils of sulfated ash > 1.50 percent are not allowed
Cat ECF-1-a  API CH-4 Oil Category performance requirements 
For oils that are between 1.30 percent and 1.50 percent sulfated ash, passing one more Cat 1P SCOTE test ("ASTM D6681") is required
Oils of sulfated ash > 1.50 percent are not allowed

In selecting oil for any engine application, both of the following must be satisfied: the oil viscosity and the category of oil performance or the specification for oil performance . Using only one of these parameters will not sufficiently define oil for an engine application.

The proper SAE viscosity grade of oil is determined by the following temperatures: minimum ambient temperature during cold engine start-up and maximum ambient temperature during engine operation.

Refer to Table 5 (minimum temperature) to determine the required oil viscosity for starting a cold engine.

Refer to Table 5 (maximum temperature) to select the oil viscosity for engine operation at the highest ambient temperature that is anticipated.

Note: Generally, use the highest oil viscosity that is available to meet the requirement for the temperature at start-up.

Table 5
Lubricant Viscosities for Ambient Temperatures
for Cat Diesel Engines 
Oil Type and Performance Requirements  Viscosity Grade  °C  °F 
Min Max  Min  Max 
Cat ECF-1-a
Cat ECF-2
Cat ECF-3 
SAE 0W-30  −40  30  −40  86 
Cat Cold-Weather DEO-ULS
Cat ECF-1-a
Cat ECF-2
Cat ECF-3 
SAE 0W-40  −40  40  −40  104 
Cat DEO-ULS
Cat ECF-1-a
Cat ECF-2
Cat ECF-3 
SAE 5W-30  −30  30  −22  86 
Cat DEO-ULS SYN
Cat DEO
Cat ECF-1-a
Cat ECF-2
Cat ECF-3 
SAE 5W-40  −30  50  −22  122 
Cat ECF-1-a
Cat ECF-2
Cat ECF-3 
SAE 10W-30  −18  40  104 
Cat DEO-ULS
Cat DEO 
SAE 10W-40  −18  50  122 
SAE 15W-40 −9.5  50  15  122 

Note: A cold soaked start occurs when the engine has not been operated recently, allowing the oil to become more viscous due to cooler ambient temperatures. Supplemental heat is recommended for cold soaked starts below the minimum ambient temperature. Supplemental heat may be necessary for cold soaked starts that are above the minimum temperature depending on factors such as parasitic load.

Total Base Number (TBN) and Fuel Sulfur Levels

The use of Cat S·O·S Services oil analysis is recommended strongly for determining oil life.

The minimum required Total Base Number (TBN) for oil depends on the fuel sulfur level. The TBN for new oil is typically determined by the "ASTM D2896" procedure. For direct injection engines that use distillate fuel, the following guidelines apply:

Table 6
TBN recommendations for applications in Cat engines(1) 
Fuel Sulfur Level percent (ppm)  Cat Engine Oils  TBN of Commercial Engine Oils 
≤0.05 percent (≤500 ppm)  Cat DEO-ULS
Cat DEO 
Min 7 
0. 1- 0.05 percent (1000-500 ppm)  Cat DEO-ULS
Cat DEO 
Min 7 
Above 0.1 percent (above 1000 ppm)(2)  Cat DEO(3)  Min 10 
(1) When using fuel with 0.10% sulfur (1000 ppm) or higher, refer to this Operation and Maintenance Manual, "Severe Service Application" for more information.
(2) For fuels of sulfur levels that exceed 1.0 percent (10,000 ppm), refer to TBN and engine oil guidelines given in this section.
(3) Cat DEO-ULS may be used if an oil analysis program is followed. Base the oil change interval on the analysis.

S·O·S Services Oil Analysis

Caterpillar has developed a maintenance tool that evaluates oil degradation. the maintenance management also detects the early signs of wear on internal components. The Caterpillar tool for oil analysis is called S·O·S oil analysis and the tool is part of the S·O·S Services program. S·O·S oil analysis divides oil analysis into four categories:

  • Component wear rate

  • Oil condition

  • Oil contamination

  • Identification of oil

These four types of analysis are used to monitor the condition of your equipment. The four types of analysis will also help you identify potential problems. A properly administered S·O·S oil analysis program will reduce repair costs and the program will lessen the impact of downtime.

The S·O·S Oil Analysis program uses a wide range of tests to determine the condition of the oil and the crankcase. Guidelines that are based on experience and a correlation to failures have been established for these tests. Exceeding one or more of these guidelines could indicate serious fluid degradation or a pending component failure. A trained person at your Cat dealership should make the final analysis.


NOTICE

Always use a designated pump for oil sampling, and use a separate designated pump for coolant sampling. Using the same pump for both types of samples may contaminate the samples that are being drawn. This contaminate may cause a false analysis and an incorrect interpretation that could lead to concerns by both dealers and customers.


Refer to Special Publication, SEBU6251, "Cat Commercial Engine Fluids Recommendations" to obtain additional information about S·O·S Services oil analysis. You can also contact your local Cat dealer.

Cooling System

Note: Refer to Special Publication, SEBU6251, "Cat Commercial Diesel Engine Fluids Recommendations" for complete information about the proper fluids for use in the cooling system.

------ WARNING! ------

The cooling system operates under pressure which is controlled by the radiator pressure cap. Removing the cap while the system is hot may allow the escape of hot coolant and steam, causing serious burns.

Before you remove the radiator cap, allow the system to cool. Use a thick cloth and turn the radiator cap slowly to the first stop to allow pressure to escape before fully removing the cap.

Avoid contact with coolant.



NOTICE

Never add coolant to an overheated engine. Engine damage could result. Allow the engine to cool first.



NOTICE

If the engine is to be stored in, or shipped to an area with below freezing temperatures, the cooling system must be either protected to the lowest outside temperature or drained completely in order to prevent damage caused by freezing coolant.



NOTICE

Never operate an engine without water temperature regulators in the cooling system. Water temperature regulators help to maintain the engine coolant at the proper operating temperature. Cooling system problems can develop without water temperature regulators. Removing the regulators allows some coolant to bypass the radiator, potentially causing overheating.


Coolant Recommendations

A Cat Diesel Engine equipped with air-to-air aftercooling (ATAAC) requires a minimum of 30 percent glycol to help prevent water pump cavitation.

Table 7
Coolant Recommendations for Cat Diesel Engines 
Recommendations  Product  Service Hours(1)(2)(3)  Required Maintenance 
Preferred  Cat ELC and Cat ELI  12000 hours or 6 years  Add Cat ELC Extender at 6000 service hours or one half of service life 
Min requirements  Cat EC-1 specification and "ASTM D6210" and
Organic Additive Technology (OAT) based on a combination of a monocarboxylic acid and a dicarboxylic acid
Phosphate, borate, and silicate free
Tolyltriazole: minimum typical concentration of 900 ppm
Nitrite: minimum typical concentration of 500 ppm in new coolants 
6000 hours or 6 years  Add Extender at 3000 service hours or one half of service life 
Acceptable  Cat DEAC  3000 hours or 3 years  SCA at maintenance intervals 
Cat SCA in water 3000 hours or 2 years  SCA at maintenance intervals 
Min requirements for fully formulated Heavy-Duty Commercial coolants  "ASTM D6210" and
Nitrite (as NO2) concentration: Minimum of 1200 ppm (70 grains/US gal) and maximum of 2400 ppm (140 grains/US gal)
Silicon concentration: minimum of 100 ppm and maximum of 275 ppm 
3000 hours or 2 years  SCA at maintenance intervals 
Min requirements for Commercial coolants requiring SCA precharge  "ASTM D4985" and(1)
Nitrite (as NO2) concentration: Minimum of 1200 ppm (70 grains/US gal) and maximum of 2400 ppm (140 grains/US gal)
Silicon concentration: minimum of 100 ppm and maximum of 275 ppm 
3000 hours or 1 year  SCA at initial fill and SCA at maintenance intervals 
Min requirements for SCA and water  Commercial supplemental coolant additive and water  3000 hours or 1 year  Per manufacturer recommendations 
(1) New Coolants at 50 volume percent diluted. Coolants that are prediluted at the coolant manufacturer must be diluted with water that meets Reagent 4 "ASTM D1193" requirements.
(2) Maintain the in-service coolant at the given limits.
(3) When referring to the service hours, use the interval that occurs first. These coolant change intervals are only achievable with annual S·O·S Services Level 2 coolant sampling analysis.

Table 8
Special Requirements(1) 
Cat diesel engines equipped with air-to-air aftercooling (ATAAC)  Minimum of 30% glycol is required. 50% Glycol is recommended. Water alone or water with SCA or with ELI is NOT allowed. 
Cat C7-C32 marine engines with engine-mounted heat exchangers and raw water aftercoolers (SWAC(2)
Cat 3618 engine model  Water-based ELI is recommended. Water-based SCA is acceptable. Glycol-based coolants are NOT allowed. 
Cat C18 SCAC(3), Cat C32 SCAC, and Cat 3500C Tier 3 certified marine engines  Maximum of 20% glycol is allowed in the aftercooler circuit.(4)
(not applicable to the jacket water circuit, which can use 50% glycol) 
(1) Water-based ELI and SCA are not recommended for use in applications that require freeze protection.
(2) SWAC: seawater aftercoolers
(3) SCAC: Separate Circuit Aftercooler
(4) For freezing protection of −5° C (23° F) temperatures and lower, consult your Cat dealer for guidance.


NOTICE

Use Only Approved SCAs and Extenders

Conventional coolants require the maintenance addition of SCA throughout the expected life of the coolants. Do NOT use an SCA with a coolant unless approved specifically by the coolant supplier. The coolant manufacturer is responsible for ensuring compatibility and acceptable performance.

To help ensure expected performance, EC-1 coolants require the one time maintenance addition of an extender at coolant service mid-life. Do not use an extender with a coolant unless the extender has been approved specifically for use by the coolant manufacturer. The coolant manufacturer is responsible for ensuring compatibility and acceptable performance.

Failure to follow these recommendations can result in shortened cooling system component life.


Cat ELC can be recycled into conventional coolants.

For more information, refer to Special Publication, SEBU6251, "Cat Commercial Engine Fluids Recommendations".

S·O·S Services Coolant Analysis

Testing the engine coolant is important to ensure that the engine is protected from internal cavitation and corrosion. The analysis also tests the ability of the coolant to protect the engine from boiling and freezing. S·O·S coolant analysis can be done at your Cat dealer. Cat S·O·S coolant analysis is the best way to monitor the condition of your coolant and your cooling system. S·O·S coolant analysis is a program that is based on periodic samples.

Table 9
Recommended Interval 
Type of Coolant  Level 1  Level 2 
Cat DEAC
Cat SCA
Conventional Heavy-Duty Coolants 
Every 250 hours  Yearly(1) 
Cat ELC
Cat ELI
Commercial EC-1 Coolants 
Optional(1)  Yearly(1) 
(1) The Level 2 Coolant Analysis should be performed sooner if a problem is suspected or identified.

Note: Check the SCA (Supplemental Coolant Additive) of the conventional coolant at every oil change or at every 250 hours. Perform this check at the interval that occurs first.

S·O·S Services Coolant Analysis (Level 1)

A coolant analysis (Level 1) is a test of the properties of the coolant.

The following properties of the coolant are tested:

  • Glycol concentration for freeze protection and boil protection

  • Ability to protect from erosion and corrosion

  • pH

  • Conductivity

  • Visual analysis

  • Odor analysis

The results are reported, and appropriate recommendations are made.

S·O·S Services Coolant Analysis (Level 2)

A coolant analysis (Level 2) is a comprehensive chemical evaluation of the coolant. This analysis is also a check of the overall condition of the cooling system.

The S·O·S coolant analysis (Level 2) has the following features:

  • Full coolant analysis (Level 1)

  • Identification of metal corrosion and of contaminants

  • Identification of buildup of the impurities that cause corrosion

  • Identification of buildup of the impurities that cause scaling

  • Determination of the possibility of electrolysis within the cooling system of the engine

The results are reported, and appropriate recommendations are made.

For more information on S·O·S coolant analysis, consult your Cat dealer.

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